Lau, Sammy Chung Hing 劉頌興

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Basis Asset Management Limited	RO	Advising on securities	2021-01-29	-
	RO	Asset management	2021-01-29	-
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2017-12-28	2020-01-24
GF Asset Management (Hong Kong) Limited	RO	Advising on securities	2012-08-30	2020-01-24
	RO	Asset management	2012-08-30	2020-01-24
	Rep	Asset management	2012-07-03	2012-08-30
SEEKERS ADVISORS H.K. LIMITED	RO	Asset management	2012-03-23	2012-06-18
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	RO	Advising on securities	2008-10-22	2011-08-27
	RO	Asset management	2008-10-09	2011-08-27
	Rep	Asset management	2008-09-12	2008-10-09
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on futures contracts	2008-05-29	2008-08-30
	RO	Advising on securities	2008-05-29	2008-08-30
	RO	Asset management	2007-06-04	2008-08-30
	Rep	Asset management	2007-04-11	2007-06-04
NEXUS INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-13	2006-11-20
	Rep	Asset management	2006-10-13	2006-11-20
BOCI ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2006-02-27	2006-08-01
	RO	Advising on securities	2006-02-27	2006-08-01
	RO	Asset management	2006-02-27	2006-08-01
	RO	Dealing in securities	2006-02-27	2006-08-01
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2006-01-18	2006-08-01
	RO	Advising on securities	2006-01-18	2006-08-01
	RO	Asset management	2006-01-18	2006-08-01
	RO	Dealing in securities	2006-01-18	2006-08-01
	Rep	Advising on securities	2005-12-20	2006-01-18
	Rep	Asset management	2005-12-20	2006-01-18
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2005-10-24
	Rep	Asset management	2005-07-15	2005-10-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-05-06
	Rep	Advising on securities	2003-04-01	2005-11-30
	Rep	Asset management	2003-04-01	2005-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.