Personnel Hong Kong SFC License Details (ID 37289)

Personnel Hong Kong SFC License Details (ID 37289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Metasequoia Capital Management Limited	Rep	Advising on securities	2018-02-08	2018-12-12
	Rep	Asset management	2018-02-08	2018-12-12
CHEPSTOW CAPITAL ADVISORS LIMITED	RO	Advising on securities	2011-10-06	2013-11-30
	RO	Asset management	2011-10-06	2013-11-30
	Rep	Advising on securities	2010-03-15	2011-10-06
	Rep	Asset management	2010-03-15	2011-10-06
CITIC CLSA Capital Partners HK Limited	RO	Asset management	2004-09-22	2009-10-30
	RO	Advising on corporate finance	-	2009-10-30
	RO	Advising on securities	-	2009-10-30