Personnel Hong Kong SFC License Details (ID 37344)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Harbour International Capital Limited	RO	Advising on corporate finance	2024-06-27	-
China Harbour International Securities Limited	RO	Dealing in securities	2024-06-27	-
China Harbour International Capital Limited	Rep	Advising on corporate finance	2024-05-14	2024-06-27
China Harbour International Securities Limited	Rep	Dealing in securities	2024-05-14	2024-06-27
China Sunrise Asset Management Limited	Rep	Asset management	2020-03-16	2023-12-29
China Sunrise Capital Limited	RO	Advising on corporate finance	2019-04-15	2023-12-29
	RO	Dealing in securities	2019-04-15	2023-12-29
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2014-01-07	2018-09-30
	RO	Dealing in securities	2014-01-07	2018-09-30
Proton Capital Limited	RO	Advising on corporate finance	2013-08-28	2013-12-31
	Rep	Dealing in securities	2013-08-28	2013-12-31
KINGSWAY CAPITAL LIMITED	RO	Advising on corporate finance	2011-10-24	2013-06-30
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2011-10-24	2013-06-30
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Asset management	2010-10-05	2011-10-01
	Rep	Dealing in securities	2010-10-05	2011-10-01
	RO	Advising on corporate finance	2008-06-23	2011-10-01
UPBEST SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2007-12-06	2008-03-20
Mason Securities Limited	Rep	Advising on securities	2003-04-01	2005-02-21
	Rep	Asset management	2003-04-01	2005-02-21
	Rep	Advising on corporate finance	2003-04-01	2005-10-06