| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Harbour International Capital Limited | RO | Advising on corporate finance | 2024-06-27 | - |
| China Harbour International Securities Limited | RO | Dealing in securities | 2024-06-27 | - |
| China Harbour International Capital Limited | Rep | Advising on corporate finance | 2024-05-14 | 2024-06-27 |
| China Harbour International Securities Limited | Rep | Dealing in securities | 2024-05-14 | 2024-06-27 |
| China Sunrise Asset Management Limited | Rep | Asset management | 2020-03-16 | 2023-12-29 |
| China Sunrise Capital Limited | RO | Advising on corporate finance | 2019-04-15 | 2023-12-29 |
| RO | Dealing in securities | 2019-04-15 | 2023-12-29 | |
| ZHONGTAI INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-01-07 | 2018-09-30 |
| RO | Dealing in securities | 2014-01-07 | 2018-09-30 | |
| Proton Capital Limited | RO | Advising on corporate finance | 2013-08-28 | 2013-12-31 |
| Rep | Dealing in securities | 2013-08-28 | 2013-12-31 | |
| KINGSWAY CAPITAL LIMITED | RO | Advising on corporate finance | 2011-10-24 | 2013-06-30 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Dealing in securities | 2011-10-24 | 2013-06-30 |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2010-10-05 | 2011-10-01 |
| Rep | Dealing in securities | 2010-10-05 | 2011-10-01 | |
| RO | Advising on corporate finance | 2008-06-23 | 2011-10-01 | |
| UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2007-12-06 | 2008-03-20 |
| Mason Securities Limited | Rep | Advising on securities | 2003-04-01 | 2005-02-21 |
| Rep | Asset management | 2003-04-01 | 2005-02-21 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-10-06 |
No HKMA registrations in the collected records.