Personnel Hong Kong SFC License Details (ID 37703)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PRIVATE CAPITAL LIMITED	RO	Advising on securities	2006-02-25	2026-04-28
	RO	Asset management	2006-02-25	2026-04-28
	Rep	Advising on securities	2003-09-05	2006-02-25
	Rep	Asset management	2003-09-05	2006-02-25
UKFP (Asia) HK Limited	Rep	Advising on corporate finance	-	2003-04-07
	Rep	Advising on securities	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Dealing in securities	-	2003-04-07