Personnel Hong Kong SFC License Details (ID 37756)

Personnel Hong Kong SFC License Details (ID 37756)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OnePlatform Asset Management Limited	Rep	Advising on securities	2019-01-15	2020-04-22
	Rep	Asset management	2019-01-15	2020-04-22
	Rep	Dealing in securities	2019-01-15	2020-04-22
OnePlatform Securities Limited	RO	Advising on securities	2016-07-28	2019-05-02
	Rep	Dealing in securities	2016-04-13	2019-05-02
CIS SECURITIES ASSET MANAGEMENT LIMITED	RO	Asset management	2013-01-11	2014-02-10
OnePlatform Asset Management Limited	RO	Asset management	2009-08-06	2019-01-15
	RO	Dealing in securities	2007-07-04	2019-01-15
	RO	Advising on securities	2005-12-14	2019-01-15
JUPITER ASSET MANAGEMENT (ASIA PACIFIC) LIMITED	Rep	Advising on securities	2003-10-21	2005-10-10
	Rep	Dealing in securities	2003-10-21	2005-10-10
Manulife Investment Management (Hong Kong) Limited	RO	Advising on corporate finance	-	2003-05-02
	RO	Advising on securities	-	2003-05-02
	RO	Asset management	-	2003-05-02
	RO	Dealing in securities	-	2003-05-02