Personnel Hong Kong SFC License Details (ID 38230)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Astrum Capital Management Limited (HK)	RO	Asset management	2014-06-26	-
	RO	Dealing in securities	2014-06-26	-
	RO	Advising on corporate finance	2012-09-19	-
South West Capital Limited (d2013-12-11)	RO	Advising on corporate finance	2011-06-30	2012-06-29
Goldin Financial Limited	RO	Advising on corporate finance	2010-07-27	2011-03-09
	Rep	Advising on corporate finance	2010-06-03	2010-07-27
ASIA INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2009-03-19	2010-05-20
	RO	Advising on securities	2009-03-19	2010-05-20
	RO	Asset management	2009-03-19	2010-05-20
	Rep	Advising on corporate finance	2008-12-09	2009-03-19
	Rep	Advising on securities	2008-12-09	2009-03-19
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2008-09-08	2008-11-01
	Rep	Dealing in securities	2008-09-08	2008-11-01
	Rep	Advising on corporate finance	2008-08-11	2008-11-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2008-04-11	2008-05-18
MEGA CAPITAL (ASIA) COMPANY LIMITED	RO	Advising on corporate finance	2006-12-28	2008-03-14
	Rep	Advising on corporate finance	2006-11-06	2006-12-28
VC CAPITAL LIMITED	RO	Dealing in securities	2005-12-14	2006-10-07
	Rep	Dealing in securities	2005-04-12	2005-12-14
	Rep	Advising on corporate finance	2005-04-12	2006-10-07
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2003-09-22	2005-04-11
	Rep	Advising on securities	2003-04-01	2003-09-11
	Rep	Advising on corporate finance	2003-04-01	2005-04-11