Lo, Steven Wing Shing 盧永成
SFC ID:AEW978
| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Yue Xiu Capital Limited | RO | Advising on corporate finance | 2023-03-16 | - |
| YUE XIU SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2023-03-16 | - |
| Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2023-02-06 | 2023-03-16 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-02-06 | 2023-03-16 |
| SOUTHWEST SECURITIES (HK) CAPITAL LIMITED | RO | Dealing in securities | 2016-07-21 | 2023-01-31 |
| Rep | Dealing in securities | 2016-02-12 | 2016-07-21 | |
| RO | Advising on corporate finance | 2016-02-12 | 2023-01-31 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-12-18 | 2016-01-31 |
| Rep | Advising on corporate finance | 2014-09-25 | 2014-12-18 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2014-01-15 | 2014-09-04 |
| Rep | Advising on corporate finance | 2013-10-31 | 2014-01-15 | |
| PARTNERS CAPITAL INTERNATIONAL LIMITED | RO | Advising on corporate finance | 2012-11-15 | 2013-10-15 |
| Rep | Advising on corporate finance | 2012-11-06 | 2012-11-15 | |
| BOCI ASIA LIMITED | RO | Advising on corporate finance | 2011-01-03 | 2012-05-11 |
| Rep | Advising on corporate finance | 2010-07-23 | 2011-01-03 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Advising on corporate finance | 2007-10-02 | 2010-06-24 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | RO | Advising on corporate finance | 2006-12-28 | 2007-09-14 |
| Rep | Advising on corporate finance | 2004-08-02 | 2006-12-28 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-01-08 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-02 |
No HKMA registrations in the collected records.