Personnel Hong Kong SFC License Details (ID 38289)

Personnel Hong Kong SFC License Details (ID 38289)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI Securities Company Limited	Rep	Dealing in securities	2004-04-23	2006-08-01
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-08-25	2004-04-02
	Rep	Advising on securities	2003-08-25	2004-04-02
	Rep	Asset management	2003-08-25	2004-04-02
	Rep	Dealing in securities	2003-08-25	2004-04-02
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-05-20
	Rep	Advising on securities	-	2003-05-20
	Rep	Asset management	-	2003-05-20
	Rep	Dealing in securities	-	2003-05-20