Personnel Hong Kong SFC License Details (ID 38552)

Personnel Hong Kong SFC License Details (ID 38552)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENLIGHTEN FUTURES LIMITED	RO	Dealing in futures contracts	2003-11-24	-
ENLIGHTEN SECURITIES LIMITED	RO	Dealing in securities	2003-11-24	-
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2003-10-30	2003-11-24
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2003-10-30	2003-11-24
GigaMoney Limited	Rep	Advising on corporate finance	2003-04-01	2003-10-30
	Rep	Advising on securities	2003-04-01	2003-10-30
	Rep	Asset management	2003-04-01	2003-10-30
	Rep	Dealing in securities	2003-04-01	2003-10-30
HONG KONG INTERNATIONAL FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2003-10-30
	RO	Asset management	2003-04-01	2003-10-30
	RO	Dealing in futures contracts	2003-04-01	2003-10-30