Yu, Bernard Shui Sang 余瑞生

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNI Securities Group Limited	RO	Advising on securities	2022-07-11	-
	RO	Dealing in futures contracts	2022-07-11	-
CNI Global Assets Management Limited (HK)	RO	Asset management	2022-05-04	-
CNI Securities Group Limited	RO	Dealing in securities	2022-05-04	-
CNI GLOBAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-02-10	-
Giant Venture Asset Management Limited	Rep	Asset management	2021-04-30	2021-07-09
SDHG International Securities Limited	RO	Dealing in securities	2020-11-25	2021-01-03
SDHG International Asset Management Limited	RO	Advising on corporate finance	2018-06-13	2021-01-03
	RO	Advising on futures contracts	2018-06-13	2021-01-03
	RO	Advising on securities	2018-06-13	2021-01-03
	RO	Asset management	2018-06-13	2021-01-03
	Rep	Advising on securities	2018-05-02	2018-06-13
	Rep	Asset management	2018-05-02	2018-06-13
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2017-08-18	2018-02-01
	RO	Asset management	2017-08-18	2018-02-01
Finet Securities Limited	RO	Dealing in futures contracts	2017-03-21	2017-04-11
SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2016-10-13	2017-01-16
	RO	Asset management	2016-10-13	2017-01-16
Arta Asset Management Limited	RO	Advising on securities	2015-04-02	2015-10-01
	RO	Dealing in securities	2015-04-02	2015-10-01
	RO	Asset management	2014-10-24	2015-10-01
	Rep	Asset management	2014-10-10	2014-10-24
Golden Jade Capital Limited	Rep	Advising on corporate finance	2014-05-29	2014-08-29
SKYVAST SECURITIES LIMITED	RO	Dealing in futures contracts	2014-01-27	2014-04-18
	RO	Dealing in securities	2014-01-27	2014-04-18
SKYVAST ASSET MANAGEMENT LIMITED	RO	Asset management	2013-12-06	2014-04-18
	Rep	Asset management	2013-09-30	2013-12-06
SKYVAST SECURITIES LIMITED	Rep	Dealing in futures contracts	2013-09-30	2014-01-27
	Rep	Dealing in securities	2013-09-30	2014-01-27
ENLIGHTEN FUTURES LIMITED	RO	Dealing in futures contracts	2005-04-22	2013-09-02
ENLIGHTEN SECURITIES LIMITED	RO	Dealing in securities	2005-04-22	2013-09-02
ENLIGHTEN FUTURES LIMITED	Rep	Dealing in futures contracts	2005-04-01	2005-04-22
ENLIGHTEN SECURITIES LIMITED	Rep	Dealing in securities	2005-04-01	2005-04-22
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2005-01-25	2005-02-07
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2005-01-25	2005-02-07
REALINK FINANCIAL TRADE LIMITED	RO	Dealing in futures contracts	2004-08-03	2004-10-06
	RO	Dealing in securities	2004-08-03	2004-10-06
	Rep	Dealing in securities	2004-07-23	2004-08-03
EWARTON SECURITIES LIMITED	RO	Dealing in securities	2003-04-01	2004-07-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.