Personnel Hong Kong SFC License Details (ID 38558)

Personnel Hong Kong SFC License Details (ID 38558)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quantbot Technologies (HK), Limited	RO	Asset management	2016-05-24	2022-06-30
CAPITAL GLOBAL MANAGEMENT LIMITED	RO	Advising on securities	2011-02-01	2015-05-10
	RO	Asset management	2011-02-01	2015-05-10
	Rep	Advising on securities	2011-01-17	2011-02-01
	Rep	Asset management	2011-01-17	2011-02-01
Future Growth Asset Management Limited	RO	Advising on securities	2010-11-16	2011-01-10
	RO	Asset management	2010-11-16	2011-01-10
	Rep	Advising on securities	2010-11-01	2010-11-16
	Rep	Asset management	2010-11-01	2010-11-16
Axis Capital Management Limited	RO	Advising on securities	2009-06-22	2010-04-22
	RO	Asset management	2009-06-22	2010-04-22
HKFAEx Group Limited	RO	Advising on securities	2007-02-15	2008-09-30
	RO	Asset management	2007-02-15	2008-09-30
ADMIS Hong Kong Limited	RO	Dealing in securities	2005-04-12	2005-07-14