Personnel Hong Kong SFC License Details (ID 38853)

Personnel Hong Kong SFC License Details (ID 38853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Eagle Brokerage Limited	Rep	Advising on securities	2026-04-01	-
	Rep	Dealing in securities	2026-04-01	-
	RO	Advising on securities	2020-08-11	2026-04-01
	RO	Dealing in securities	2020-02-05	2026-04-01
	Rep	Dealing in securities	2019-12-02	2020-02-05
METRO CAPITAL SECURITIES LIMITED	RO	Dealing in securities	2007-12-18	2019-11-30
	Rep	Dealing in securities	2007-10-17	2007-12-18
Waton Securities International Limited	RO	Dealing in securities	2006-06-08	2007-09-30
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	2004-11-24	2006-05-30
	Rep	Dealing in securities	2003-04-01	2004-11-24