| UPBEST ASSETS MANAGEMENT LIMITED | RO | Advising on corporate finance | 2010-10-12 | 2012-06-01 |
| RO | Advising on securities | 2010-10-12 | 2012-06-01 |
| RO | Asset management | 2007-05-29 | 2012-06-01 |
| UPBEST COMMODITIES COMPANY LIMITED | RO | Advising on futures contracts | 2007-05-29 | 2012-06-01 |
| RO | Dealing in futures contracts | 2007-05-29 | 2012-06-01 |
| UPBEST INVESTMENT COMPANY LIMITED | RO | Securities margin financing | 2007-05-29 | 2012-06-01 |
| UPBEST SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2007-05-29 | 2012-06-01 |
| RO | Advising on securities | 2007-05-29 | 2012-06-01 |
| RO | Asset management | 2007-05-29 | 2012-06-01 |
| RO | Dealing in securities | 2007-05-29 | 2012-06-01 |