Personnel Hong Kong SFC License Details (ID 39028)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EMPEROR SECURITIES LIMITED (HK)	RO	Advising on securities	2006-03-20	2022-01-31
	RO	Dealing in securities	2006-03-20	2022-01-31
3V Capital Limited	RO	Advising on securities	2005-07-18	2006-02-15
	RO	Dealing in securities	2005-07-18	2006-02-15
EMPEROR SECURITIES LIMITED (HK)	RO	Advising on corporate finance	-	2005-03-02
	RO	Asset management	-	2005-03-02
	RO	Providing automated trading services	-	2005-03-02
	RO	Advising on securities	-	2005-07-15
	RO	Dealing in securities	-	2005-07-15