Personnel Hong Kong SFC License Details (ID 39575)

Personnel Hong Kong SFC License Details (ID 39575)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED	RO	Dealing in securities	2011-06-27	2018-12-31
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	RO	Dealing in securities	2008-04-11	2010-03-30
Allianz Global Investors Hong Kong Limited	RO	Advising on securities	2007-03-08	2007-08-01
	RO	Asset management	2007-03-08	2007-08-01
	RO	Dealing in securities	2007-03-08	2007-08-01
NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED	RO	Advising on securities	2005-10-28	2006-02-02
	Rep	Advising on securities	2004-10-06	2005-10-28
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	-	2003-08-01
	RO	Advising on securities	-	2004-07-12
	RO	Dealing in securities	-	2004-07-12