| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2025-09-16 | - |
| Rep | Dealing in securities | 2025-09-16 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2025-09-16 | - |
| Sun Hung Kai Capital Partners Limited | RO | Advising on securities | 2024-01-15 | 2025-06-13 |
| RO | Asset management | 2024-01-15 | 2025-06-13 | |
| RO | Dealing in securities | 2024-01-15 | 2025-06-13 | |
| Rep | Advising on securities | 2023-12-20 | 2024-01-15 | |
| Rep | Asset management | 2023-12-20 | 2024-01-15 | |
| Rep | Dealing in securities | 2023-12-20 | 2024-01-15 | |
| YRD Asset Management Limited | RO | Advising on securities | 2023-01-03 | 2023-04-21 |
| RO | Asset management | 2023-01-03 | 2023-04-21 | |
| RO | Dealing in securities | 2023-01-03 | 2023-04-21 | |
| LOTUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-11-25 | 2022-08-10 |
| RO | Asset management | 2019-11-25 | 2022-08-10 | |
| Zheng He Capital Management Limited | Rep | Advising on securities | 2019-06-06 | 2019-09-19 |
| Rep | Asset management | 2019-06-06 | 2019-09-19 | |
| LOTUS ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-01-14 | 2019-05-28 |
| RO | Asset management | 2019-01-14 | 2019-05-28 | |
| Setia Partners Limited | RO | Asset management | 2015-07-06 | 2018-07-31 |
| Fenex Capital Management Limited | RO | Asset management | 2014-05-16 | 2014-08-04 |
| FRONTPOINT MANAGEMENT (HONG KONG), LTD. | RO | Asset management | 2010-11-01 | 2011-03-31 |
| Rep | Asset management | 2010-09-28 | 2010-11-01 | |
| Everbright Securities Investment Services (HK) Limited | RO | Dealing in securities | 2009-08-03 | 2010-09-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2007-09-19 | 2010-09-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-04-10 | 2009-08-03 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-01-18 | 2010-09-01 |
| Bright Fund Management Limited | RO | Asset management | 2005-03-01 | 2010-09-01 |
| CES Private (HK) Limited | RO | Advising on securities | 2004-11-26 | 2005-03-31 |
| Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2004-08-13 | 2010-09-01 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-11-19 | 2004-08-24 |
| Bright Fund Management Limited | RO | Advising on corporate finance | 2003-04-01 | 2003-11-19 |
| RO | Asset management | 2003-04-01 | 2003-11-19 | |
| RO | Advising on securities | 2003-04-01 | 2010-09-01 | |
| RO | Dealing in securities | 2003-04-01 | 2010-09-01 | |
| CES Forex (HK) Limited | RO | Leveraged foreign exchange trading | 2003-04-01 | 2003-11-19 |
| CES Wealth Management (HK) Limited | RO | Asset management | 2003-04-01 | 2003-11-19 |
| RO | Advising on securities | 2003-04-01 | 2005-03-31 | |
| Everbright Securities Digital Finance (HK) Limited | RO | Advising on corporate finance | 2003-04-01 | 2003-11-19 |
| RO | Advising on securities | 2003-04-01 | 2003-11-19 | |
| RO | Asset management | 2003-04-01 | 2003-11-19 | |
| RO | Providing automated trading services | 2003-04-01 | 2003-11-19 | |
| RO | Dealing in securities | 2003-04-01 | 2007-01-19 | |
| Everbright Securities Investment Services (HK) Limited | RO | Providing automated trading services | 2003-04-01 | 2003-07-07 |
| RO | Advising on corporate finance | 2003-04-01 | 2003-11-19 | |
| RO | Advising on securities | 2003-04-01 | 2003-11-19 | |
| RO | Asset management | 2003-04-01 | 2003-11-19 | |
| RO | Dealing in securities | 2003-04-01 | 2006-04-10 |
No HKMA registrations in the collected records.