| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| WOYI CAPITAL LIMITED | RO | Advising on securities | 2023-07-05 | - |
| RO | Asset management | 2023-07-05 | - | |
| UZen Securities Limited | Rep | Dealing in securities | 2020-10-27 | 2023-05-31 |
| Opus Capital Management Limited | Rep | Asset management | 2020-09-30 | 2023-05-31 |
| HSZ (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-28 | 2020-04-27 |
| Rep | Asset management | 2019-06-28 | 2020-04-27 | |
| Oasis Management (Hong Kong) | Rep | Asset management | 2006-08-01 | 2007-05-04 |
| Rep | Advising on futures contracts | 2005-08-05 | 2007-05-04 | |
| Rep | Advising on securities | 2005-08-05 | 2007-05-04 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | 2005-04-27 |
| DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2004-06-24 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-01-08 |
| Rep | Asset management | 2003-04-01 | 2004-01-08 | |
| Rep | Advising on securities | 2003-04-01 | 2004-04-16 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-04-27 |
No HKMA registrations in the collected records.