Personnel Hong Kong SFC License Details (ID 39979)

Personnel Hong Kong SFC License Details (ID 39979)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	RO	Advising on securities	2017-01-04	2024-07-22
	RO	Dealing in securities	2017-01-04	2024-07-22
BFIN Private Advisors (Hong Kong) Limited	RO	Advising on securities	2014-02-21	2016-12-28
	RO	Dealing in securities	2014-02-21	2016-12-28
RREEF China REIT Management Limited	RO	Asset management	2011-10-17	2012-09-14
DWS Investments Hong Kong Limited	Rep	Advising on securities	2008-03-19	2012-09-14
	Rep	Asset management	2008-03-19	2012-09-14
	Rep	Dealing in securities	2008-03-19	2012-09-14