| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-25 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-09 | - |
| Rep | Dealing in securities | 2004-12-13 | 2006-06-03 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2006-06-03 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-06 |
| Rep | Asset management | 2003-04-01 | 2004-02-06 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-12-11 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-06 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-06 |
| Rep | Asset management | 2003-04-01 | 2004-02-06 |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-11 |