Personnel Hong Kong SFC License Details (ID 40233)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2010-02-26	-
	RO	Dealing in securities	2010-02-26	-
	Rep	Advising on corporate finance	2009-09-21	2010-02-26
	Rep	Dealing in securities	2009-09-21	2010-02-26
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	2008-09-24	2009-06-25
	RO	Advising on securities	2008-09-24	2009-06-25
	RO	Dealing in securities	2008-09-24	2009-06-25
Merrill Lynch Far East Limited	RO	Advising on corporate finance	2008-09-24	2009-06-25
	RO	Advising on securities	2008-09-24	2009-06-25
	RO	Dealing in securities	2008-09-24	2009-06-25
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2008-07-24	2008-09-24
Merrill Lynch Far East Limited	Rep	Advising on securities	2008-07-24	2008-09-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-07-03	2008-09-24
	Rep	Dealing in securities	2008-07-03	2008-09-24
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-07-03	2008-09-24
	Rep	Dealing in securities	2008-07-03	2008-09-24
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2007-02-06	2008-06-30
	RO	Dealing in securities	2007-02-06	2008-06-30
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2007-02-06
	Rep	Dealing in securities	2003-04-01	2007-02-06