Personnel Hong Kong SFC License Details (ID 40958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
South China Investment Management Limited	RO	Asset management	2023-11-23	2025-12-30
	RO	Asset management	2016-11-09	2023-05-01
SOUTH CHINA RESEARCH LIMITED	RO	Advising on securities	2016-06-01	2023-05-01
313 CAPITAL MANAGEMENT LIMITED 313	RO	Asset management	2015-07-23	2016-11-09
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2014-07-22	2023-05-01
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-07-17	2023-05-01
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Asset management	2011-09-28	2015-07-23
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2010-10-08	2014-07-22
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2010-08-20	2016-06-01
SCTRADE.COM LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
SOUTH CHINA COMMODITIES LIMITED	Rep	Asset management	-	2004-01-12
	Rep	Advising on futures contracts	-	2005-01-31
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Advising on securities	-	2007-09-01
SOUTH CHINA SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-12
	Rep	Advising on securities	-	2004-01-12
	Rep	Asset management	-	2004-01-12
	Rep	Providing automated trading services	-	2004-01-12
	Rep	Dealing in securities	-	2007-09-01