Personnel Hong Kong SFC License Details (ID 41325)

Personnel Hong Kong SFC License Details (ID 41325)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUPREME CHINA SECURITIES LIMITED	RO	Dealing in securities	2022-05-24	2026-09-18
	Rep	Dealing in securities	2022-03-29	2022-05-24
WK FUND MANAGEMENT LIMITED	Rep	Asset management	2021-12-29	2022-03-08
WK SECURITIES LIMITED	Rep	Advising on securities	2021-12-29	2022-03-08
	Rep	Dealing in securities	2021-12-29	2022-03-08
KOALA CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2020-02-18	2021-11-19
KOALA SECURITIES LIMITED	Rep	Advising on securities	2020-02-18	2021-11-19
	Rep	Dealing in securities	2020-02-18	2021-11-19
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2007-12-17	2008-02-04
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2005-11-07	2005-12-21