Personnel Hong Kong SFC License Details (ID 41530)

Personnel Hong Kong SFC License Details (ID 41530)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	RO	Advising on corporate finance	2022-12-30	2025-12-03
Ballas Capital Limited	RO	Advising on corporate finance	2017-02-21	-
	RO	Dealing in securities	2017-02-21	-
BOSC International Company Limited	RO	Advising on corporate finance	2015-01-09	2017-01-10
	RO	Dealing in securities	2015-01-09	2017-01-10
Crosby Securities Limited	RO	Advising on corporate finance	2013-09-18	2014-10-31
	RO	Dealing in securities	2013-09-18	2014-10-31
CGS International Securities Hong Kong Limited	RO	Dealing in securities	2006-07-24	2013-06-25
	RO	Advising on corporate finance	2006-06-15	2013-06-25
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2003-04-01	2006-01-31