Personnel Hong Kong SFC License Details (ID 41560)

Personnel Hong Kong SFC License Details (ID 41560)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KOG Capital Management Limited	RO	Asset management	2026-08-27	-
Morgan Stanley Asia Limited	Rep	Advising on securities	2016-04-19	2023-11-17
	Rep	Asset management	2012-09-04	2023-11-17
	Rep	Dealing in securities	2012-09-04	2023-11-17
Mount Kellett Capital (Hong Kong) Limited	Rep	Asset management	2008-11-05	2009-11-06
Morgan Stanley Asia Limited	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2007-03-21
	Rep	Dealing in securities	2003-04-01	2008-10-13