Personnel Hong Kong SFC License Details (ID 41661)

Personnel Hong Kong SFC License Details (ID 41661)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Securities Limited	Rep	Dealing in securities	2021-05-20	-
Lego Corporate Finance Limited	RO	Advising on corporate finance	2016-01-13	-
QUAM CAPITAL LIMITED	RO	Advising on corporate finance	2009-03-09	2016-01-03
	Rep	Advising on corporate finance	2009-02-12	2009-03-09
Optima Capital Limited	Rep	Dealing in securities	2007-11-26	2009-01-20
	RO	Advising on corporate finance	2007-04-18	2009-01-20
	Rep	Advising on corporate finance	2005-04-13	2007-04-18
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2004-06-09	2005-03-30
HOORAY CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-04