| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| C.M. Capital Advisors (HK) Limited | RO | Advising on securities | 2020-11-02 | 2021-07-04 |
| RO | Asset management | 2020-11-02 | 2021-07-04 | |
| TPG Capital, Limited | Rep | Advising on securities | 2014-01-02 | 2018-11-16 |
| Rep | Dealing in securities | 2014-01-02 | 2018-11-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2008-07-23 | 2011-05-31 |
| Rep | Dealing in securities | 2006-05-18 | 2011-05-31 | |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2004-07-13 | 2006-04-28 |
| Rep | Dealing in securities | 2004-07-13 | 2006-04-28 |
No HKMA registrations in the collected records.