Personnel Hong Kong SFC License Details (ID 41938)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MAXA CAPITAL LIMITED	RO	Advising on corporate finance	2025-05-20	-
	RO	Dealing in securities	2025-05-20	-
	Rep	Advising on corporate finance	2025-03-25	2025-05-20
	Rep	Dealing in securities	2025-03-25	2025-05-20
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2017-08-10	2024-08-27
	RO	Dealing in securities	2017-08-10	2024-08-27
BOCOM International Securities Limited	RO	Dealing in securities	2017-08-10	2024-08-27
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2017-04-13	2017-08-10
	Rep	Dealing in securities	2017-04-13	2017-08-10
BOCOM International Securities Limited	Rep	Dealing in securities	2017-04-13	2017-08-10
	Rep	Advising on securities	2017-04-13	2024-08-27
CEB International Capital Corporation Limited	RO	Advising on corporate finance	2016-11-23	2016-12-28
	Rep	Advising on securities	2016-11-23	2016-12-28
	RO	Dealing in securities	2016-11-23	2016-12-28
BOCOM International Securities Limited	Rep	Dealing in securities	2015-08-11	2016-09-06
BOCOM International (Asia) Limited	RO	Advising on corporate finance	2008-09-12	2016-09-06
	RO	Dealing in securities	2008-09-12	2016-09-06
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2008-07-24	2008-09-08
KGI CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2005-08-18	2008-04-21
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on corporate finance	2004-05-19	2008-04-21
	Rep	Advising on corporate finance	2003-09-04	2004-05-19