| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| MAXA CAPITAL LIMITED | RO | Advising on corporate finance | 2025-05-20 | - |
| RO | Dealing in securities | 2025-05-20 | - | |
| Rep | Advising on corporate finance | 2025-03-25 | 2025-05-20 | |
| Rep | Dealing in securities | 2025-03-25 | 2025-05-20 | |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2017-08-10 | 2024-08-27 |
| RO | Dealing in securities | 2017-08-10 | 2024-08-27 | |
| BOCOM International Securities Limited | RO | Dealing in securities | 2017-08-10 | 2024-08-27 |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2017-04-13 | 2017-08-10 |
| Rep | Dealing in securities | 2017-04-13 | 2017-08-10 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2017-04-13 | 2017-08-10 |
| Rep | Advising on securities | 2017-04-13 | 2024-08-27 | |
| CEB International Capital Corporation Limited | RO | Advising on corporate finance | 2016-11-23 | 2016-12-28 |
| Rep | Advising on securities | 2016-11-23 | 2016-12-28 | |
| RO | Dealing in securities | 2016-11-23 | 2016-12-28 | |
| BOCOM International Securities Limited | Rep | Dealing in securities | 2015-08-11 | 2016-09-06 |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2008-09-12 | 2016-09-06 |
| RO | Dealing in securities | 2008-09-12 | 2016-09-06 | |
| HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | RO | Advising on corporate finance | 2008-07-24 | 2008-09-08 |
| KGI CAPITAL (HONG KONG) LIMITED | RO | Advising on corporate finance | 2005-08-18 | 2008-04-21 |
| KGI WEALTH MANAGEMENT LIMITED | RO | Advising on corporate finance | 2004-05-19 | 2008-04-21 |
| Rep | Advising on corporate finance | 2003-09-04 | 2004-05-19 |
No HKMA registrations in the collected records.