Yeung, Francis Yiu Wah 楊耀華

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2017-07-11	2022-05-15
	RO	Advising on corporate finance	2017-06-14	2022-05-15
	Rep	Advising on corporate finance	2017-05-17	2017-05-17
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2015-06-10	2017-04-27
	Rep	Advising on corporate finance	2015-04-15	2015-06-10
	Rep	Dealing in securities	2015-04-15	2017-02-08
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-11-24	2015-03-31
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2013-07-19	2015-03-31
Chanceton Capital Partners Limited	Rep	Advising on corporate finance	2013-05-03	2013-06-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2010-12-09	2012-12-03
	Rep	Advising on corporate finance	2010-06-24	2010-12-09
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2009-03-27	2009-12-19
KGI CAPITAL (HONG KONG) LIMITED	RO	Dealing in securities	2008-06-20	2009-12-19
	RO	Advising on corporate finance	2005-07-08	2009-12-19
KGI WEALTH MANAGEMENT LIMITED	RO	Dealing in securities	2005-05-25	2009-03-27
	RO	Advising on corporate finance	2005-05-25	2009-12-19
	Rep	Advising on corporate finance	2005-01-28	2005-05-25
	Rep	Dealing in securities	2005-01-28	2005-05-25
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2004-10-25	2005-01-27
	RO	Dealing in securities	2004-10-25	2005-01-27
	Rep	Advising on corporate finance	2004-10-04	2004-10-25
	Rep	Dealing in securities	2004-10-04	2004-10-25
JS CRESVALE CAPITAL LIMITED	RO	Dealing in securities	2003-09-16	2004-08-23
	RO	Advising on securities	-	2003-09-16
	RO	Advising on corporate finance	-	2004-08-23
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-09-16
	RO	Advising on securities	-	2003-09-16

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Dealing in securities	2017-07-11	2022-05-15
	RO	Advising on corporate finance	2017-06-14	2022-05-15
	Rep	Advising on corporate finance	2017-05-17	2017-05-17
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	RO	Advising on corporate finance	2015-06-10	2017-04-27
	Rep	Advising on corporate finance	2015-04-15	2015-06-10
	Rep	Dealing in securities	2015-04-15	2017-02-08
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-11-24	2015-03-31
SOUTH CHINA CAPITAL LIMITED	RO	Advising on corporate finance	2013-07-19	2015-03-31
Chanceton Capital Partners Limited	Rep	Advising on corporate finance	2013-05-03	2013-06-09
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2010-12-09	2012-12-03
	Rep	Advising on corporate finance	2010-06-24	2010-12-09
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2009-03-27	2009-12-19
KGI CAPITAL (HONG KONG) LIMITED	RO	Dealing in securities	2008-06-20	2009-12-19
	RO	Advising on corporate finance	2005-07-08	2009-12-19
KGI WEALTH MANAGEMENT LIMITED	RO	Dealing in securities	2005-05-25	2009-03-27
	RO	Advising on corporate finance	2005-05-25	2009-12-19
	Rep	Advising on corporate finance	2005-01-28	2005-05-25
	Rep	Dealing in securities	2005-01-28	2005-05-25
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	RO	Advising on corporate finance	2004-10-25	2005-01-27
	RO	Dealing in securities	2004-10-25	2005-01-27
	Rep	Advising on corporate finance	2004-10-04	2004-10-25
	Rep	Dealing in securities	2004-10-04	2004-10-25
JS CRESVALE CAPITAL LIMITED	RO	Dealing in securities	2003-09-16	2004-08-23
	RO	Advising on securities	-	2003-09-16
	RO	Advising on corporate finance	-	2004-08-23
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	RO	Advising on corporate finance	-	2003-09-16
	RO	Advising on securities	-	2003-09-16