| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | 2023-07-21 | 2025-04-03 |
| Rep | Dealing in futures contracts | 2023-07-21 | 2025-04-03 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2023-07-21 | 2025-04-03 |
| Rep | Dealing in securities | 2023-07-21 | 2025-04-03 |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2013-09-27 | 2023-07-21 |
| Emperor Wealth Management Limited | RO | Advising on securities | 2009-06-09 | 2023-06-30 |
| RO | Dealing in securities | 2009-06-09 | 2023-06-30 |
| EMPEROR CORPORATE FINANCE LIMITED | RO | Advising on securities | 2005-11-01 | 2006-11-01 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2004-05-14 | 2023-07-21 |
| EMPEROR FUTURES LIMITED | RO | Dealing in futures contracts | 2003-10-30 | 2023-07-21 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Dealing in securities | 2003-10-30 | 2023-07-21 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-01 |
| Rep | Asset management | - | 2003-09-01 |
| Rep | Dealing in futures contracts | - | 2003-10-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | - | 2003-09-01 |
| Rep | Advising on securities | - | 2003-09-01 |
| Rep | Asset management | - | 2003-09-01 |
| Rep | Providing automated trading services | - | 2003-09-01 |
| Rep | Dealing in securities | - | 2003-10-30 |