| GALAXY ASSET MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2008-07-06 | 2010-07-07 |
| Rep | Advising on securities | 2008-07-06 | 2010-07-07 |
| Rep | Asset management | 2008-07-06 | 2010-07-07 |
| RO | Advising on futures contracts | 2007-07-27 | 2008-07-06 |
| RO | Advising on securities | 2007-07-27 | 2008-07-06 |
| RO | Asset management | 2007-07-27 | 2008-07-06 |
| Rep | Advising on futures contracts | 2005-07-07 | 2007-07-27 |
| Rep | Advising on securities | 2005-07-07 | 2007-07-27 |
| Rep | Asset management | 2005-07-07 | 2007-07-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Dealing in securities | 2004-12-08 | 2005-06-24 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2005-06-24 |
| Rep | Dealing in securities | - | 2005-06-24 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2005-06-24 |
| Rep | Dealing in futures contracts | - | 2005-06-24 |