Personnel Hong Kong SFC License Details (ID 42564)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Capital Limited	RO	Advising on corporate finance	2026-06-30	-
ASIAN CAPITAL LIMITED	RO	Advising on corporate finance	2026-03-18	2026-05-31
	Rep	Advising on corporate finance	2025-12-05	2026-03-18
DONVEX CAPITAL LIMITED	RO	Advising on corporate finance	2023-03-02	2025-11-27
	Rep	Advising on corporate finance	2022-12-08	2023-03-02
Shang International Finance Limited	RO	Advising on securities	2020-06-29	2022-11-29
	RO	Dealing in securities	2020-06-29	2022-11-29
	Rep	Advising on securities	2020-04-09	2020-06-29
	Rep	Dealing in securities	2020-01-09	2020-06-29
	RO	Advising on corporate finance	2020-01-09	2022-11-29
CELESTIAL CAPITAL LIMITED	RO	Advising on corporate finance	2017-08-08	2019-11-30
	Rep	Dealing in securities	2017-08-08	2019-11-30
VC CAPITAL LIMITED	RO	Advising on corporate finance	2014-10-16	2017-07-09
VC BROKERAGE LIMITED	Rep	Advising on securities	2014-09-17	2017-07-09
	Rep	Dealing in securities	2014-09-17	2017-07-09
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-17	2014-10-16
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2012-12-17	2014-09-09
	Rep	Advising on corporate finance	2012-10-25	2012-12-17
	Rep	Advising on securities	2012-10-25	2014-09-09
	Rep	Dealing in securities	2012-10-25	2014-09-09
RaffAello Capital Limited	RO	Advising on corporate finance	2012-07-05	2012-10-05
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2011-04-12	2012-06-27
	Rep	Advising on corporate finance	2011-04-06	2011-04-12
	Rep	Advising on securities	2011-04-06	2012-06-27
	Rep	Dealing in securities	2011-04-06	2012-06-27
VC CAPITAL LIMITED	RO	Advising on corporate finance	2010-07-08	2011-04-06
VC BROKERAGE LIMITED	Rep	Advising on securities	2010-06-23	2011-04-06
	Rep	Dealing in securities	2010-06-23	2011-04-06
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2010-06-23	2010-07-08
Shang International Finance Limited	Rep	Asset management	2007-05-21	2007-12-10
	RO	Advising on corporate finance	2005-08-23	2010-05-11
	RO	Advising on securities	2005-08-23	2010-05-11
	RO	Dealing in securities	2005-08-23	2010-05-11
	Rep	Asset management	2003-04-01	2004-09-22
	Rep	Advising on corporate finance	2003-04-01	2005-08-23
	Rep	Advising on securities	2003-04-01	2005-08-23
	Rep	Dealing in securities	2003-04-01	2005-08-23