de Basto, Roger Alexander

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2012-07-10	-
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2004-11-11	2010-09-17
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2004-02-06	2010-09-17
	RO	Dealing in securities	2004-02-06	2010-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	RO	Advising on corporate finance	2012-07-10	-
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2004-11-11	2010-09-17
MACQUARIE CAPITAL LIMITED	RO	Advising on corporate finance	2004-02-06	2010-09-17
	RO	Dealing in securities	2004-02-06	2010-09-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.