Personnel Hong Kong SFC License Details (ID 44695)

Personnel Hong Kong SFC License Details (ID 44695)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HENDALE CAPITAL LIMITED	RO	Asset management	2023-11-23	-
Solaris Capital Advisors (HK) Limited	Rep	Asset management	2020-11-03	2023-02-01
Auroville Investment Management (HK) Limited	RO	Asset management	2017-04-13	2017-10-31
Amundi Hong Kong Limited	RO	Advising on securities	2013-06-24	2016-11-30
	RO	Asset management	2013-06-24	2016-11-30
	RO	Dealing in securities	2013-06-24	2016-11-30
	Rep	Advising on securities	2012-11-02	2013-06-24
	Rep	Asset management	2012-11-02	2013-06-24
	Rep	Dealing in securities	2012-11-02	2013-06-24
SOFAER GLOBAL RESEARCH (HK) LIMITED	RO	Advising on futures contracts	2010-05-11	2010-12-11
	Rep	Advising on futures contracts	2008-10-29	2010-05-11
	RO	Advising on securities	2008-10-29	2012-04-30
	RO	Asset management	2008-10-29	2012-04-30
	Rep	Asset management	2008-09-05	2008-10-29
FRONTPOINT MANAGEMENT (HONG KONG), LTD.	RO	Asset management	2008-02-14	2008-07-31
	Rep	Asset management	2007-12-27	2008-02-14
QI CAPITAL (HK) LIMITED	RO	Advising on securities	2005-04-28	2007-06-30
	RO	Asset management	2005-04-28	2007-06-30