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Chan, Johnnie Wai Chow 陳偉周 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 44934)
Chan, Johnnie Wai Chow 陳偉周
SFC ID:
AAD186
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Johnnie Chan Wai Chow for 4 weeks & reprimands Lei Shing Hong Securities Ltd & Susanna Lau Shun King over internal controls
SFC, 13-Oct-2003
Orgs
People
Action against Lei Shing Hong Securities Ltd & Mr Johnnie Chan Wai Chow
SFC & SEHK, 10-Oct-1999
Orgs
People
SFC prosecutes Mr Johnnie Chan Wai Chow
SFC, 21-Jan-1999
Orgs
People