Personnel Hong Kong SFC License Details (ID 4498012)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2022-02-11	-
	Rep	Dealing in securities	2022-02-11	-
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2022-02-11	-
	Rep	Dealing in securities	2022-02-11	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2017-08-29	2021-10-29
	Rep	Dealing in securities	2017-08-29	2021-10-29
	Rep	Dealing in futures contracts	2017-03-20	2017-06-19
	Rep	Dealing in securities	2017-03-20	2017-06-19