Personnel Hong Kong SFC License Details (ID 45093)

Personnel Hong Kong SFC License Details (ID 45093)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alex KY Wong Asset Management Company Limited	RO	Advising on securities	2020-02-20	2024-02-05
	RO	Asset management	2020-02-20	2024-02-05
Nan Guo International Asset Management Limited	RO	Advising on securities	2017-07-07	2020-02-11
	RO	Asset management	2014-10-03	2020-02-11
VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2012-05-25	2014-09-30
Capital Instinct Limited	RO	Asset management	2011-05-25	2012-05-15
Joy Silver Limited	Rep	Advising on corporate finance	2007-04-11	2008-05-19
	Rep	Dealing in securities	2007-01-30	2008-05-19
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2004-04-29	2006-12-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-04-29	2006-12-01
FT Securities Limited	Rep	Advising on corporate finance	-	2004-04-26
	Rep	Advising on securities	-	2004-04-26
	Rep	Asset management	-	2004-04-26
	Rep	Dealing in securities	-	2004-04-28
JEFFERIES BACHE (HONG KONG) LIMITED	Rep	Advising on futures contracts	-	2004-04-26
	Rep	Asset management	-	2004-04-26
	Rep	Dealing in futures contracts	-	2004-04-28