Personnel Hong Kong SFC License Details (ID 45305)

Personnel Hong Kong SFC License Details (ID 45305)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2005-01-20	2019-12-31
	RO	Asset management	2005-01-20	2019-12-31
	RO	Dealing in securities	2005-01-20	2019-12-31
	Rep	Advising on securities	2004-12-07	2005-01-20
	Rep	Asset management	2004-12-07	2005-01-20
	Rep	Dealing in securities	2004-12-07	2005-01-20
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Dealing in securities	2003-04-16	2004-11-22
	RO	Advising on securities	-	2004-12-01
	RO	Asset management	-	2004-12-01
JPMorgan Funds (Asia) Limited	RO	Advising on corporate finance	-	2004-11-22
	RO	Advising on securities	-	2004-12-01
	RO	Asset management	-	2004-12-01
	RO	Dealing in securities	-	2004-12-01