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Yip, Stanley Chi Leung 葉志良 SFC Licences and HKMA Registrations (ID 45306)
Yip, Stanley Chi Leung 葉志良
SFC ID:
AHG368
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED
RO
Advising on securities
2005-09-12
2013-07-16
RO
Dealing in securities
-
2013-07-16
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.