Personnel Hong Kong SFC License Details (ID 45828)

Personnel Hong Kong SFC License Details (ID 45828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Trinity Capital Asia Limited	RO	Dealing in securities	2026-07-23	-
Trinity Financial Group Limited	RO	Dealing in securities	2016-02-16	2019-10-16
Trinity Corporate Finance Limited (VG)	RO	Advising on corporate finance	2016-01-04	-
VMS Securities Limited	RO	Advising on corporate finance	2011-05-12	2015-09-17
	RO	Dealing in securities	2011-05-12	2015-09-17
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Dealing in securities	2010-01-27	2011-05-01
	RO	Advising on corporate finance	2009-03-12	2011-05-01
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-05-18	2006-06-24
	Rep	Dealing in securities	2006-05-18	2006-06-24
DBS ASIA CAPITAL LIMITED	RO	Advising on corporate finance	2005-06-14	2006-04-12
	RO	Advising on securities	2005-06-14	2006-04-12
	Rep	Advising on corporate finance	2004-07-30	2005-06-14