Personnel Hong Kong SFC License Details (ID 46089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2026-09-04	-
	RO	Dealing in securities	2026-09-04	-
	Rep	Advising on corporate finance	2026-07-22	2026-09-04
	Rep	Dealing in securities	2026-07-22	2026-09-04
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2026-04-14	2026-07-03
GF Securities (Hong Kong) Brokerage Limited	RO	Dealing in securities	2026-04-14	2026-07-03
MESSIS CAPITAL LIMITED	RO	Advising on corporate finance	2025-03-03	2026-03-09
	RO	Dealing in securities	2025-03-03	2026-03-09
	Rep	Advising on corporate finance	2024-12-17	2025-03-03
	Rep	Dealing in securities	2024-12-17	2025-03-03
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2023-03-29	2024-07-29
	RO	Dealing in securities	2023-03-29	2024-07-29
	Rep	Advising on corporate finance	2022-12-16	2023-03-29
	Rep	Dealing in securities	2022-12-16	2023-03-29
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2019-01-14	2022-07-21
	RO	Advising on corporate finance	2017-09-04	2022-07-21
	RO	Dealing in securities	2017-09-04	2022-07-21
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2017-09-04	2022-07-21
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2017-02-24	2017-09-04
	Rep	Dealing in securities	2017-02-24	2017-09-04
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2014-08-12	2017-01-14
	Rep	Advising on corporate finance	2014-06-30	2014-08-12
	Rep	Advising on securities	2014-06-30	2017-01-14
	Rep	Dealing in securities	2014-06-30	2017-01-14
Daiwa Capital Markets Hong Kong Limited	RO	Advising on corporate finance	2014-02-12	2014-03-22
	Rep	Advising on corporate finance	2012-01-06	2014-02-12
	Rep	Dealing in securities	2012-01-06	2014-03-22
CINDA INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2010-12-21	2012-01-05
	Rep	Advising on corporate finance	2010-11-23	2010-12-21
	Rep	Dealing in securities	2010-11-23	2012-01-05
Golden Jade Capital Limited	RO	Advising on corporate finance	2009-12-29	2010-10-29
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2003-12-23	2006-12-05