Personnel Hong Kong SFC License Details (ID 46100)

Personnel Hong Kong SFC License Details (ID 46100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CVC Asia Pacific Limited	RO	Advising on corporate finance	2007-10-29	2017-04-12
	RO	Advising on securities	2007-09-03	2017-04-12
	RO	Asset management	2007-09-03	2017-04-12
	Rep	Advising on corporate finance	2007-05-01	2007-07-05
	Rep	Advising on securities	2007-05-01	2007-09-03
	Rep	Asset management	2007-05-01	2007-09-03
	RO	Advising on corporate finance	2006-08-23	2007-05-01
	RO	Advising on securities	2006-08-23	2007-05-01
	RO	Asset management	2006-08-23	2007-05-01
	Rep	Advising on corporate finance	-	2006-08-23
	Rep	Advising on securities	-	2006-08-23
	Rep	Asset management	-	2006-08-23