| Golden Jade Capital Limited | RO | Advising on corporate finance | 2020-09-17 | 2020-11-28 |
| Neutral Financial Holding Company Limited | RO | Advising on corporate finance | 2018-11-20 | 2020-01-02 |
| RO | Advising on securities | 2018-11-20 | 2020-01-02 |
| RO | Dealing in securities | 2018-11-20 | 2020-01-02 |
| CHIEF FINANCIAL CAPITAL LIMITED | RO | Advising on corporate finance | 2014-09-19 | 2018-01-06 |
| Rep | Advising on corporate finance | 2014-08-14 | 2014-09-19 |
| CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2014-08-14 | 2018-01-06 |
| Rep | Dealing in securities | 2014-08-14 | 2018-01-06 |
| Austin Asia Securities Limited | RO | Advising on corporate finance | 2014-02-17 | 2014-07-21 |
| Rep | Advising on corporate finance | 2014-01-30 | 2014-02-17 |
| SSC MANDARIN FINANCIAL SERVICES LIMITED | RO | Advising on corporate finance | 2012-08-29 | 2013-07-03 |
| RO | Advising on securities | 2012-08-29 | 2013-07-03 |
| Rep | Advising on corporate finance | 2010-03-10 | 2012-08-29 |
| Rep | Advising on securities | 2010-02-26 | 2012-08-29 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-16 | 2009-08-13 |