Personnel Hong Kong SFC License Details (ID 46490)

Personnel Hong Kong SFC License Details (ID 46490)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2024-03-22	-
WING FUNG SECURITIES LIMITED	RO	Advising on securities	2024-03-22	-
	RO	Dealing in securities	2024-03-22	-
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2023-12-04	2024-03-22
WING FUNG SECURITIES LIMITED	Rep	Advising on securities	2023-12-04	2024-03-22
	Rep	Dealing in securities	2023-12-04	2024-03-22
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2013-02-26	2023-08-26
ORIENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2011-02-28	2023-08-26
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2011-02-17	2023-08-26
CNI Securities Group Limited	RO	Dealing in securities	2009-12-15	2010-09-27
GBS INTERNATIONAL FINANCIAL LIMITED	RO	Dealing in futures contracts	2009-06-15	2010-09-03
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2007-01-17	2009-04-30
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2006-10-23	2009-04-30
TIS SECURITIES (HK) LIMITED	RO	Dealing in futures contracts	2005-01-21	2006-09-30
	RO	Dealing in securities	2005-01-21	2006-09-30