Personnel Hong Kong SFC License Details (ID 46646)

Personnel Hong Kong SFC License Details (ID 46646)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BAIN CAPITAL PRIVATE EQUITY (ASIA) LIMITED	Rep	Dealing in securities	2020-05-21	-
Morgan Stanley Asia Limited	RO	Advising on corporate finance	2017-09-26	2019-08-15
	RO	Dealing in securities	2017-09-26	2019-08-15
	Rep	Advising on corporate finance	2010-10-13	2017-09-26
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Advising on corporate finance	2003-04-01	2007-03-21
	Rep	Dealing in securities	2003-04-01	2017-09-26