Personnel Hong Kong SFC License Details (ID 46802)

Personnel Hong Kong SFC License Details (ID 46802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-07-29	2012-04-02
	Rep	Advising on securities	2010-07-29	2012-04-02
	Rep	Dealing in securities	2010-07-29	2012-04-02
	RO	Advising on corporate finance	2008-03-04	2010-07-29
	RO	Advising on futures contracts	2008-03-04	2010-07-29
	RO	Advising on securities	2008-03-04	2010-07-29
	RO	Providing automated trading services	2008-03-04	2010-07-29
	RO	Dealing in securities	2008-03-04	2010-07-29
	Rep	Advising on corporate finance	2007-07-20	2008-03-04
	Rep	Advising on futures contracts	2007-07-20	2008-03-04
	Rep	Advising on securities	2007-07-20	2008-03-04
	Rep	Providing automated trading services	2007-07-20	2008-03-04
	Rep	Dealing in securities	2007-07-20	2008-03-04