| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Bletchley Park Asset Management (Hong Kong) Limited | RO | Advising on securities | 2022-08-23 | 2023-08-15 |
| RO | Asset management | 2022-08-23 | 2023-08-15 | |
| Rep | Advising on securities | 2022-08-10 | 2022-08-23 | |
| Rep | Asset management | 2022-08-10 | 2022-08-23 | |
| Springboard Capital Limited | RO | Advising on securities | 2011-06-16 | 2022-07-15 |
| RO | Asset management | 2011-06-16 | 2022-07-15 | |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Advising on securities | 2004-02-10 | 2006-04-14 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on futures contracts | - | 2004-01-08 |
| RO | Asset management | - | 2004-01-08 | |
| RO | Dealing in futures contracts | - | 2006-04-28 | |
| HSBC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | - | 2004-01-08 |
| RO | Asset management | - | 2004-07-27 | |
| RO | Advising on securities | - | 2005-11-12 | |
| RO | Dealing in securities | - | 2006-04-14 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | Advising on corporate finance | - | 2004-01-08 |
| RO | Advising on securities | - | 2004-01-08 | |
| RO | Asset management | - | 2004-01-08 | |
| RO | Dealing in securities | - | 2006-04-14 | |
| HSBC STRUCTURED FUNDS (ASIA) LIMITED | RO | Advising on futures contracts | - | 2004-01-08 |
| RO | Dealing in futures contracts | - | 2004-01-08 | |
| RO | Asset management | - | 2006-04-14 |
No HKMA registrations in the collected records.