Personnel Hong Kong SFC License Details (ID 47115)

Personnel Hong Kong SFC License Details (ID 47115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tiger Securities Asset Management Company Limited	RO	Advising on securities	2020-09-24	2021-04-16
	RO	Asset management	2020-09-24	2021-04-16
	Rep	Advising on securities	2020-07-31	2020-09-24
	Rep	Asset management	2020-07-31	2020-09-24
	Rep	Dealing in securities	2020-07-31	2021-04-16
FORTUNE (HK) SECURITIES LIMITED	Rep	Dealing in securities	2011-01-26	2011-05-05
Well Link International Securities Limited	Rep	Dealing in futures contracts	2008-11-20	2011-05-05
WINWIN SECURITIES LIMITED	Rep	Dealing in securities	2008-11-20	2011-01-26
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-04-16	2008-05-14
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-16	2008-05-14