| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CNI Global Assets Management Limited (HK) | Rep | Asset management | 2021-01-04 | - |
| CNI Securities Group Limited | Rep | Advising on securities | 2020-08-17 | - |
| Rep | Dealing in securities | 2020-08-17 | - | |
| Pearl Bridge Securities Limited | RO | Advising on securities | 2019-07-09 | 2020-07-18 |
| RO | Dealing in securities | 2019-07-09 | 2020-07-18 | |
| PLATINUM SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | 2016-08-29 | 2018-08-25 |
| RO | Dealing in securities | 2016-08-29 | 2018-08-25 | |
| Rep | Advising on corporate finance | 2016-07-14 | 2016-08-29 | |
| Rep | Dealing in securities | 2016-07-14 | 2016-08-29 | |
| CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2015-11-03 | 2016-05-24 |
| RO | Dealing in securities | 2015-11-03 | 2016-05-24 | |
| Rep | Advising on corporate finance | 2015-07-10 | 2015-11-03 | |
| Rep | Dealing in securities | 2015-07-10 | 2015-11-03 | |
| GRAND FIRE SECURITIES LIMITED | RO | Advising on corporate finance | 2013-01-30 | 2015-06-10 |
| RO | Dealing in securities | 2013-01-30 | 2015-06-10 | |
| Rep | Dealing in securities | 2010-07-16 | 2013-01-30 | |
| QUAM CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-09-10 | 2009-02-04 |
| Quam Securities Limited | Rep | Dealing in futures contracts | 2007-09-10 | 2010-02-01 |
| Rep | Dealing in securities | 2007-09-10 | 2010-02-01 | |
| SOUTH CHINA CAPITAL LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-01-12 |
| Rep | Asset management | 2003-04-01 | 2004-01-12 | |
| Rep | Advising on corporate finance | 2003-04-01 | 2006-04-06 |
No HKMA registrations in the collected records.