Personnel Hong Kong SFC License Details (ID 47300)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zerobridge Partners Advisory Limited	Rep	Advising on securities	2020-09-16	2021-02-02
	Rep	Dealing in securities	2020-09-16	2021-02-02
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	RO	Asset management	2018-07-03	2019-12-31
	Rep	Asset management	2018-05-09	2018-07-03
Ascalon Capital Limited	RO	Dealing in securities	2014-01-15	2016-03-08
Double Haven Capital (Hong Kong) Limited	Rep	Asset management	2012-11-02	2013-03-01
	RO	Asset management	2007-02-16	2012-11-02
ENHANCED INVESTMENT PRODUCTS LIMITED	Rep	Advising on futures contracts	2006-08-08	2006-12-29
	Rep	Advising on securities	2006-08-08	2006-12-29
	Rep	Asset management	2006-08-08	2006-12-29
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in securities	2005-06-24	2006-02-24
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	Dealing in securities	2005-06-24	2006-02-24
	Rep	Dealing in securities	2004-07-20	2005-06-24
LEHMAN BROTHERS ASIA LIMITED	RO	Dealing in securities	2003-12-12	2004-07-11
LEHMAN BROTHERS SECURITIES ASIA LIMITED	RO	Dealing in securities	2003-12-12	2004-07-11
LEHMAN BROTHERS ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-19
	RO	Dealing in futures contracts	2003-06-03	2006-02-24
LEHMAN BROTHERS FUTURES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-08
	RO	Dealing in futures contracts	2003-06-03	2006-02-24
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Providing automated trading services	2003-06-03	2003-09-04
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2003-04-23	2003-12-12
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2003-04-23	2003-12-12