Personnel Hong Kong SFC License Details (ID 47831)

Personnel Hong Kong SFC License Details (ID 47831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BALI SECURITIES CO. LIMITED	RO	Advising on corporate finance	-	2005-03-15
	RO	Advising on securities	-	2005-03-15
	RO	Asset management	-	2005-03-15
	RO	Dealing in securities	-	2009-02-27
CES Commodities (HK) Limited	RO	Advising on futures contracts	-	2005-03-08
	RO	Asset management	-	2005-03-08
	RO	Dealing in futures contracts	-	2009-02-27
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	-	2009-02-27
CES International Commodities (HK) Limited	RO	Advising on futures contracts	-	2005-03-07
	RO	Asset management	-	2005-03-07
	RO	Dealing in futures contracts	-	2009-02-27
CES Wealth Management (HK) Limited	RO	Advising on securities	-	2005-03-31
	RO	Asset management	-	2005-03-31
Everbright Securities Investment Services (HK) Limited	RO	Providing automated trading services	-	2003-07-07
	RO	Advising on corporate finance	-	2005-03-11
	RO	Asset management	-	2005-03-11
	RO	Advising on securities	-	2009-02-27
	RO	Dealing in securities	-	2009-02-27
SUN TAI CHEUNG CREDITS LIMITED	Rep	Securities margin financing	-	2005-03-31